Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Ray Hermis is a financial advisor at Rockefeller Financial LLC. Kevin has been in the financial services industry since December 2005. Kevin's professional experience includes previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Baker Tilly Capital, LLC and Arvest Asset Management. Kevin holds the Series 7 and Series 66 licenses as well as the SIE. Kevin also holds the designation of Certified Financial Planner. Kevin is registered to provide investment advice in 35 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
11/04/2022 - Present
Rockefeller Financial LLC (THE WOODLANDS TX)
TX
03/20/2020 - 11/08/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE WOODLANDS TX)
WI
10/21/2019 - 03/20/2020
BAKER TILLY CAPITAL, LLC (MADISON WI)
TX
10/23/2009 - 10/24/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
05/05/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)
AR
12/05/2005 - 05/06/2008
ARVEST ASSET MANAGEMENT (ROGERS AR)
BOTH
Issued 03/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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