Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Banner is an active investment advisor representative. Kevin has been in the industry since July 1996. Kevin works at Charles Schwab & CO., Inc. and is licensed in 26 states including UT, TX, AZ, CA, CO, DE, FL, GA, ID, MA, MI, MT, NV, NH, NM, NY, NC, OH, OK, OR, PA, TN, TX, VA, WA, WI and WY. Kevin is also registered as an Investment Advisor Representative with Charles Schwab & CO., Inc. in UT. Kevin is Series 6, 7, 9, 10, 63 and 66 licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
UT
04/11/2013 - Present
Charles Schwab & CO., Inc. (Cottonwood Heights UT)
UT
03/15/2012 - 04/08/2013
E*TRADE SECURITIES LLC (SANDY UT)
UT
01/08/2008 - 04/12/2012
ALPS DISTRIBUTORS, INC. (SALT LAKE CITY UT)
NY
02/22/2007 - 11/28/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
NH
06/20/1996 - 02/21/2007
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 04/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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