Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Walls is a registered representative with Stifel, Nicolaus & Company, Inc. Kevin has been in the securities industry since June 7, 2009. Kevin has a Series 6, 7, and 66 license. Prior to joining Stifel, Nicolaus & Company, Inc. Kevin was employed by Wells Fargo Advisors, LLC and Vanguard Marketing Corporation. Kevin holds a current registration in 24 states and is licensed to sell securities in both Delaware and Pennsylvania. Kevin's registration with Stifel, Nicolaus & Company, Inc. is current as of October 29, 2015. Kevin is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
03/20/2020 - Present
Stifel, Nicolaus & Company, Inc. (GREENVILLE DE)
DE
01/28/2013 - 10/30/2015
WELLS FARGO ADVISORS, LLC (NEWARK DE)
PA
07/10/2008 - 02/29/2012
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 05/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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