Unclaimed
Kevin Niemeier is a registered representative with Fifth Third Securities, Inc. in Evansville, IN. Kevin has been in the securities industry since 2006 and has a wide range of experience. Kevin holds Series 7, 63, 65 and 66 securities licenses as well as the SIE exam. In addition to his registration with Fifth Third Securities, Inc. Kevin is registered as an Investment Advisor Representative in Indiana. Kevin has previously worked with Wachovia Securities, LLC, as well as Fifth Third Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IN
09/23/2019 - Present
Fifth Third Securities, Inc. (EVANSVILLE IN)
IN
06/26/2008 - 10/31/2016
FIFTH THIRD SECURITIES, INC. (EVANSVILLE IN)
IN
01/24/2006 - 07/03/2008
WACHOVIA SECURITIES, LLC (EVANSVILLE IN)
IA
Issued 09/23/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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