Unclaimed
Kevin Quan is a financial advisor in Jersey City, New Jersey. Kevin has 14 years of experience in the financial services industry. Kevin is currently registered with BNP Paribas Securities Corp. and has passed the Series 7, Series 63 and SIE exams. Kevin has been registered with the state of New York since 2016. Prior to that, Kevin worked for Barclays Capital Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/28/2016 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
04/26/2013 - 03/01/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/23/2009 - 09/20/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/22/2008 - 02/12/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/05/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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