Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Qiyuan Shen is a financial professional with over 5 years of experience in the industry. Kevin has a Series 63, Series 79TO, and SIE license, and has previously worked at Raymond James & Associates, Inc. and Presidio Merchant Partners LLC. Kevin currently works at Piper Sandler & Co. as a Registered Representative, serving clients with a wide range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/01/2023 - Present
Piper Sandler & Co. (Burlingame CA)
CA
03/14/2019 - 12/19/2022
RAYMOND JAMES & ASSOCIATES, INC. (SAN FRANCISCO CA)
CO
11/14/2018 - 03/05/2019
PRESIDIO MERCHANT PARTNERS LLC (DENVER CO)
BC
Issued 06/21/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2018
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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