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Kevin Pugh

Fidelity Brokerage Services LLC

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About Kevin Pugh

Kevin Pugh is a financial advisor with Fidelity Brokerage Services LLC. Kevin has been in the financial services industry since February 9, 2018 and is licensed in multiple states. Kevin specializes in providing investment advice to clients. Kevin is committed to helping clients achieve their financial goals.

Firm Information

Kevin Pugh is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Pugh’s Registration & Firm History

KY

11/11/2020 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

MI

09/25/2019 - 11/02/2020

THE HUNTINGTON INVESTMENT COMPANY (GRAND RAPIDS MI)

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Licenses & Designations

BC

Issued 11/11/2019

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/06/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/25/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/06/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Pugh.
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