Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Berkowitz is a securities professional with over 20 years of experience in the financial industry. Currently, Kevin is registered with BGC Financial, LP in New York. Prior to joining BGC Financial, LP, Kevin was employed with Momentum Trading Partners, LLC, DME Securities, LLC, Battenkill Capital, Inc., Integra Securities Corp., FIMAT Preferred LLC, PreferredTrade, Inc., Prime Executions, Inc., DME Securities, LLC, Northport Securities Inc., and UBS PaineWebber Inc. Kevin holds FINRA Series 7, 25, 55, 57TO, 87, 99TO, and SIE licenses. Kevin also holds the Uniform Combined State Law Examination. Kevin is registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/01/2012 - Present
BGC Financial, LP (NEW YORK NY)
NY
05/30/2008 - 07/30/2012
MOMENTUM TRADING PARTNERS, LLC (GREAT NECK NY)
NY
09/11/2007 - 10/21/2008
DME SECURITIES, LLC (NEW YORK NY)
VT
07/23/2007 - 09/24/2007
BATTENKILL CAPITAL, INC. (MANCHESTER CENTER VT)
NY
11/13/2006 - 08/02/2007
INTEGRA SECURITIES CORP. (NEW YORK NY)
CA
07/01/2005 - 11/30/2006
FIMAT PREFERRED LLC (SAN FRANCISCO CA)
CA
03/07/2005 - 07/01/2005
PREFERREDTRADE, INC. (SAN FRANCISCO CA)
NY
06/08/2004 - 03/03/2005
PRIME EXECUTIONS, INC. (NEW YORK NY)
NY
08/01/2002 - 06/16/2004
DME SECURITIES, LLC (NEW YORK NY)
NJ
06/25/2002 - 09/06/2002
NORTHPORT SECURITIES INC. (ENGLEWOOD CLIFFS NJ)
NJ
11/15/2000 - 06/11/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 11/30/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/11/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/10/2002
Series 25 - NYSE Trading Assistant Examination
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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