Unclaimed
Kevin Peter Cronin has been in the financial industry since December 3, 1997. Kevin Cronin is currently registered with MUFG Securities Americas Inc. Kevin Cronin has held previous roles with MUFG AMERICAS CORPORATE ADVISORY, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA SECURITIES LLC, FLEET SECURITIES, INC., and FLEETBOSTON ROBERTSON STEPHENS INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/04/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
04/28/2011 - 02/24/2020
MUFG AMERICAS CORPORATE ADVISORY, INC. (New York NY)
MA
01/02/2009 - 01/21/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
10/18/2004 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (BOSTON MA)
TX
09/05/2000 - 07/22/2004
FLEET SECURITIES, INC. (DALLAS TX)
CA
06/04/1997 - 09/05/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
BC
Issued 09/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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