Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Mertz is a financial advisor who has been in the industry since 2011. Kevin is currently registered with TIAA-CREF Individual & Institutional Services, LLC, and has offices in Indian Land, SC and Charlotte, NC. Kevin previously worked for FIFTH THIRD SECURITIES, INC. and NYLIFE SECURITIES LLC. Kevin holds the Series 63, Series 66, and Series 7 licenses, as well as the Securities Industry Essentials (SIE) examination. Kevin is registered to provide investment advice in 51 states and the District of Columbia, as well as in North Carolina and South Carolina as a registered representative. Kevin specializes in working with individuals, high-net-worth individuals, charitable organizations, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
SC
07/17/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Indian Land SC)
IL
07/20/2011 - 07/06/2015
FIFTH THIRD SECURITIES, INC. (NAPERVILLE IL)
IL
03/22/2011 - 06/23/2011
NYLIFE SECURITIES LLC (DOWNERS GROVE IL)
BOTH
Issued 08/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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