Unclaimed
Kevin Paul Kology is a financial professional with over 30 years of experience in the industry. Kevin has a strong background in equity trading and has held positions at several leading financial institutions, including Deutsche Bank Securities Inc., Jefferies LLC, Barclays Capital Inc. and Lehman Brothers Inc. Kevin is currently registered with Castleoak Securities, LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2022 - Present
Castleoak Securities, LP (NEW YORK NY)
NY
12/10/2019 - 06/21/2022
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
NY
02/19/2019 - 12/16/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/10/2008 - 02/19/2019
JEFFERIES LLC (NEW YORK NY)
NY
09/22/2008 - 12/03/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/20/2001 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/04/2000 - 02/20/2001
UBS WARBURG LLC (NEW YORK NY)
NJ
08/10/1992 - 12/04/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
12/22/1989 - 03/13/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
12/22/1987 - 03/13/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 03/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/10/1996
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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