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Kevin Paul Kology

Castleoak Securities, LP

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About Kevin Paul Kology

Kevin Paul Kology is a financial professional with over 30 years of experience in the industry. Kevin has a strong background in equity trading and has held positions at several leading financial institutions, including Deutsche Bank Securities Inc., Jefferies LLC, Barclays Capital Inc. and Lehman Brothers Inc. Kevin is currently registered with Castleoak Securities, LP.

Firm Information

Kevin Kology is currently registered with Castleoak Securities, LP. Castleoak Securities, LP is a Partnership formed in July 2004. It is registered with the SEC and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Kology’s Registration & Firm History

NY

07/19/2022 - Present

Castleoak Securities, LP (NEW YORK NY)

NY

12/10/2019 - 06/21/2022

BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)

NY

02/19/2019 - 12/16/2019

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

11/10/2008 - 02/19/2019

JEFFERIES LLC (NEW YORK NY)

NY

09/22/2008 - 12/03/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

02/20/2001 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

12/04/2000 - 02/20/2001

UBS WARBURG LLC (NEW YORK NY)

NJ

08/10/1992 - 12/04/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

12/22/1989 - 03/13/1990

DREXEL BURNHAM LAMBERT INCORPORATED

NA

12/22/1987 - 03/13/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 03/17/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/10/1996

Series 3 - National Commodity Futures Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Paul Kology.
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