Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Judge is a financial advisor with Charles Schwab & Co., Inc. Kevin has been a registered representative since 1995 and has worked with a number of firms including LPL Financial LLC, Raymond James Financial Services, Inc., and Citigroup Global Markets Inc.. Kevin is a Certified Financial Planner and holds Series 7, Series 63, Series 65 and SIE licenses. Kevin specializes in providing financial planning and wealth management services to individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CT
12/19/2018 - Present
Charles Schwab & CO., Inc. (Stamford CT)
CT
03/13/2013 - 12/06/2018
INFINEX INVESTMENTS, INC. (DARIEN CT)
NY
10/19/2011 - 03/06/2013
LPL FINANCIAL LLC (NEW ROCHELLE NY)
CT
03/11/2010 - 10/13/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (RIDGEFIELD CT)
NY
05/29/2007 - 03/29/2010
CITIGROUP GLOBAL MARKETS INC. (MOUNT KISCO NY)
NY
08/01/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (LARCHMONT NY)
FL
04/25/2003 - 07/13/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MA
04/26/2001 - 04/07/2003
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
NY
01/14/1998 - 06/18/1998
SPENCER TRASK SECURITIES INCORPORATED (NEW YORK NY)
NY
09/25/1995 - 04/30/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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