Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Paul Catineau is an investment advisor representative at Empower Advisory Group, LLC. Kevin has been in the financial services industry since 1999. Prior to joining Empower Advisory Group, LLC, Kevin was with MML Distributors, LLC and Citizens Securities, Inc. Kevin holds the Series 6, 7, 26, 63, and 66 securities licenses. Kevin specializes in providing financial planning and portfolio management services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/13/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MA
01/15/2020 - 01/04/2021
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
06/29/2018 - 12/24/2019
CITIZENS SECURITIES, INC. (BOSTON MA)
MA
01/02/2013 - 07/01/2016
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
10/01/2008 - 01/02/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (BOSTON MA)
MA
08/24/2006 - 09/15/2008
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
GA
02/22/2005 - 08/21/2006
ING FINANCIAL PARTNERS, INC. (DULUTH GA)
GA
02/16/2004 - 03/08/2005
FSC SECURITIES CORPORATION (ATLANTA GA)
CT
02/08/2002 - 08/15/2003
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
MA
07/06/1999 - 03/01/2001
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
NY
06/22/1998 - 06/15/1999
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
MA
05/03/1995 - 08/14/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BOTH
Issued 07/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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