Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Woods is a Securities Industry Professional with over 35 years of experience in the financial services industry. Kevin is currently registered with TP Icap Global Markets Americas LLC, a broker-dealer headquartered in New York, NY. Kevin has previously held positions with ICAP Securities USA LLC, Garban Giorgio Equity Trading LLC, Garban Corporates LLC and Garban LLC. Kevin is a Series 7, Series 55, Series 63, Series 72 and Series 57TO licensed professional, and is licensed to provide financial services in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
05/07/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
CT
12/21/2001 - 04/26/2002
GARBAN GIORGIO EQUITY TRADING LLC (GREENWICH CT)
NY
01/04/2001 - 01/04/2002
GARBAN CORPORATES LLC (NEW YORK NY)
NY
07/25/1987 - 06/21/2001
GARBAN LLC (NEW YORK NY)
BC
Issued 03/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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