Unclaimed
Kevin Welton is a registered principal at Nylife Securities LLC, where he has been employed since September 2004. Kevin has over 20 years of experience in the financial services industry. Kevin holds the Series 7, Series 24, Series 53 and SIE licenses, as well as the Series 66 license. Kevin was previously employed at AXA Advisors, LLC, where he was employed from August 2001 to August 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/10/2004 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NY
08/14/2001 - 08/02/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 03/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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