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Kevin Patrick Welton

Nylife Securities LLC

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About Kevin Patrick Welton

Kevin Welton is a registered principal at Nylife Securities LLC, where he has been employed since September 2004. Kevin has over 20 years of experience in the financial services industry. Kevin holds the Series 7, Series 24, Series 53 and SIE licenses, as well as the Series 66 license. Kevin was previously employed at AXA Advisors, LLC, where he was employed from August 2001 to August 2004.

Firm Information

Kevin Welton is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Welton’s Registration & Firm History

NY

09/10/2004 - Present

Nylife Securities LLC (WHITE PLAINS NY)

NY

08/14/2001 - 08/02/2004

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/20/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/16/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/10/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Patrick Welton.
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