Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Shields is a financial professional with over 24 years of experience in the industry. Kevin is currently registered with Dash Financial Technologies LLC. Prior to joining Dash Financial Technologies LLC, Kevin was employed by CONVERGEX EXECUTION SOLUTIONS LLC, LIQUIDPOINT, LLC and EROOM SECURITIES L.L.C.. Kevin is licensed in the following states: California, Connecticut, Florida, Georgia, Illinois, Massachusetts, Minnesota, New Jersey, New York, North Carolina and Texas. Kevin has passed the Series 63, Series 57TO, SIE, Series 7, Series 55 and Series 62 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
03/01/2017 - Present
Dash Financial Technologies LLC (Chicago IL)
IL
12/01/2014 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (Chicago IL)
IL
11/19/2010 - 12/01/2014
LIQUIDPOINT, LLC (CHICAGO IL)
IL
10/24/1997 - 05/04/2010
EROOM SECURITIES L.L.C. (CHICAGO IL)
BC
Issued 05/24/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/11/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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