Unclaimed
Kevin Patrick Randall is a registered representative with Northwestern Mutual Investment Services, LLC. Kevin has been in the securities industry since 2005. Kevin holds Series 7, 63 and 66 licenses. Kevin is registered with the following states: Alabama, California, Colorado, Florida, Georgia, Louisiana, Nebraska, Nevada, North Carolina, Ohio, Pennsylvania, South Carolina, South Dakota, Texas, and Virginia. In addition to his Series licenses, Kevin also holds the SIE exam. Previously, Kevin worked at Edward Jones in Mount Holly, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
06/17/2013 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
NC
11/14/2005 - 04/11/2013
EDWARD JONES (MT HOLLY NC)
BOTH
Issued 07/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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