Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Oconnor is a registered representative with First Kentucky Securities Corp. Kevin has been in the securities industry for over 38 years. Kevin has Series 3, 7 and 63 licenses and has passed the SIE and Series 65 examinations. Kevin is registered to provide investment advice in 24 states. Kevin has worked for First Kentucky Securities Corp since 2014, prior to that Kevin worked for UBS Financial Services Inc. for nearly 9 years. Kevin has prior experience with Morgan Stanley DW Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Commissions for fixed income principal transactions
1
2
KY
11/19/2014 - Present
First Kentucky Securities Corp. (LOUISVILLE KY)
KY
09/02/2005 - 06/02/2014
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
NY
02/03/1987 - 09/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
04/18/1984 - 02/06/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 01/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1992
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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