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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Mooney is a financial advisor with over 18 years of experience in the financial services industry. Kevin Patrick Mooney is currently registered with AE Wealth Management, LLC in Nevada and holds a Series 63, Series 65, Series 7, and Series 6 licenses. Kevin Patrick Mooney has previously worked with a number of other firms including The New Penfacs Inc., The Leaders Group, Inc., Intersecurities, Inc., UVEST Financial Services Group, Inc., Putnam Retail Management Limited Partnership, Winslow, Evans & Crocker, Inc., and John Hancock Distributors, Inc. Kevin Patrick Mooney specializes in providing financial planning, portfolio management, and educational seminars to individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
08/22/2024 - Present
AE Wealth Management, LLC (Las Vegas NV)
MA
05/16/2023 - 05/03/2024
THE NEW PENFACS INC. (Southborough MA)
CO
03/09/2023 - 05/10/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
MA
01/16/2015 - 02/21/2023
THE NEW PENFACS INC. (Southborough MA)
NV
11/20/2012 - 01/06/2015
THE LEADERS GROUP, INC. (LAS VEGAS NV)
NV
11/22/2007 - 06/04/2008
INTERSECURITIES, INC. (LAS VEGAS NV)
NC
10/13/2003 - 11/22/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MA
02/21/2001 - 07/02/2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
MA
12/09/1999 - 01/16/2001
WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)
MA
05/29/1998 - 11/02/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 08/22/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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