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Kevin Patrick McNeely

Tradeup Securities, Inc.

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About Kevin Patrick McNeely

Kevin McNeely is a financial professional with over 20 years of experience in the financial services industry. Kevin has held positions at several prominent firms, including Citigroup Global Markets Inc., UBS Securities LLC, and MF Global Inc. Currently, Kevin is associated with Tradeup Securities, Inc. Kevin holds the Series 7 and Series 63 securities licenses and the SIE exam. Kevin is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Kevin McNeely is currently registered with Tradeup Securities, Inc.. Tradeup Securities, Inc. is a corporation formed on September 3, 1986. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin McNeely’s Registration & Firm History

NY

02/21/2023 - Present

Tradeup Securities, Inc. (NEW YORK NY)

TX

12/12/2019 - 01/18/2023

APEX CLEARING CORPORATION (DALLAS TX)

NY

03/19/2019 - 01/18/2023

ELECTRONIC TRANSACTION CLEARING, INC. (New York NY)

NY

07/26/2017 - 03/11/2019

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

07/14/2015 - 09/30/2016

CUTTONE & CO., INC. (NEW YORK NY)

NY

12/08/2011 - 11/09/2012

KDC SECURITIES, LP (NEW YORK NY)

NY

10/24/2011 - 12/06/2011

MF GLOBAL INC. (NEW YORK NY)

NY

03/31/2011 - 09/13/2011

UBS SECURITIES LLC (NEW YORK NY)

NY

12/02/2003 - 07/28/2010

HBK GLOBAL SECURITIES L.P. (NEW YORK NY)

IL

12/11/2000 - 09/27/2002

CITADEL TRADING GROUP L.L.C. (CHICAGO IL)

NY

03/13/1997 - 09/27/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

10/20/1995 - 10/28/1996

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 03/15/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Patrick McNeely.
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