Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin McGroary is a financial professional with over 30 years of experience in the industry. Kevin is currently registered with Hilltop Securities Inc., where Kevin has been working since January 2016. Previously, Kevin was registered with First Southwest Company, LLC, Prager & Co., LLC, Wertheim Schroder & Co. Incorporated, Muriel Siebert & Co., Inc. and Marine Midland Capital Markets Corp. Kevin has a wide range of experience and specializes in providing investment advice to individuals, businesses, and charitable organizations. Kevin has been a Registered Representative for over 30 years and is a member of FINRA and the Securities Investor Protection Corporation (SIPC). Kevin has passed the SIE, Series 52, and Series 63 exams. Kevin holds registrations in 51 states. Kevin is dedicated to providing clients with personalized financial advice and investment strategies that meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
NY
01/22/2016 - Present
Hilltop Securities Inc. (NEW YORK NY)
NY
07/02/2012 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (NEW YORK NY)
NY
06/03/1994 - 06/29/2012
PRAGER & CO., LLC (NEW YORK NY)
NY
07/08/1992 - 07/19/1993
WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)
NY
02/15/1991 - 05/26/1992
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
NA
01/23/1989 - 02/21/1991
MARINE MIDLAND CAPITAL MARKETS CORP.
NY
06/03/1988 - 01/09/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
08/09/1983 - 03/16/1987
BRISLIN & WORAM
BC
Issued 02/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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