Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin McCaffery is a registered representative with TP Icap Global Markets Americas LLC. Kevin has been in the financial industry since 1993. Kevin is licensed in New York. Kevin has a Series 3, 6, 7, 63, and 72 licenses. Previously Kevin was employed by ICAP Securities USA LLC, Garban LLC, Pruco Securities Corporation and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/28/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
06/07/1995 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NJ
09/27/1988 - 04/24/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/27/1988 - 04/24/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 01/31/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2000
Series 3 - National Commodity Futures Examination
BC
Issued 01/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Kevin McCaffery is the right advisor for you? Invested Better is here to help.
