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Kevin Patrick Lyons

Daiwa Capital Markets America Inc.

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About Kevin Patrick Lyons

Kevin Patrick Lyons is a financial advisor who has been in the industry since 2013. Currently, Kevin is registered with Daiwa Capital Markets America Inc. Kevin has experience working with RBC Capital Markets, LLC, Cantor Fitzgerald & Co., MARKETAXESS CORPORATION, and CITICORP SECURITIES, INC..

Firm Information

Kevin Lyons is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Lyons’s Registration & Firm History

NY

01/24/2022 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

11/19/2020 - 11/09/2021

MARKETAXESS CORPORATION (NEW YORK NY)

NY

02/23/2017 - 10/01/2020

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

09/20/2012 - 02/24/2015

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

11/30/1995 - 10/01/1997

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2012

Series 99 - Operations Professional Examination

BC

Issued 11/29/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Patrick Lyons.
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