Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Patrick Kernan is a financial advisor with Raymond James & Associates, Inc., located in Dallas, Texas. Kevin has over 30 years of experience in the financial services industry and holds the Series 7, Series 31, and Series 63 licenses. Kevin's experience spans a variety of financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. At Raymond James, Kevin focuses on providing financial planning, portfolio management, and investment advisory services for individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/11/2005 - Present
Raymond James & Associates, Inc. (Dallas TX)
NJ
08/19/1996 - 02/23/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/21/1992 - 08/28/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 01/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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