Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Kelly is an investment professional with over 30 years of experience in the financial services industry. Kevin has held various roles at several firms, including Smith Barney Inc., Sutro & Co. Incorporated, Stone & Youngberg LLC, Stifel, Nicolaus & Company, Incorporated, Loop Capital Markets LLC, R. Seelaus & Co., LLC, and most recently, STONEX FINANCIAL INC.. Currently, Kevin is a Registered Representative at Academy Securities, Inc., where he has been since February 2024. Kevin holds Series 7, Series 63, Series 79, and Series 99 licenses, and has a strong background in investment banking and operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/15/2024 - Present
Academy Securities, Inc. (NEW YORK NY)
CT
06/11/2019 - 10/19/2023
STONEX FINANCIAL INC. (Stamford CT)
NJ
09/18/2017 - 06/04/2019
R. SEELAUS & CO., LLC (SUMMIT NJ)
NY
12/07/2015 - 09/25/2017
LOOP CAPITAL MARKETS LLC (NEW YORK NY)
CT
09/30/2011 - 08/06/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GREENWICH CT)
CA
11/02/1998 - 09/30/2011
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
CA
02/27/1996 - 10/06/1998
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
01/29/1990 - 02/13/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 06/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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