Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Patrick Higgins is a financial advisor with over 20 years of experience in the financial services industry. Kevin is a registered representative of Tiaa-Cref Individual & Institutional Services, LLC and has been with the firm since 2017. Prior to joining Tiaa-Cref Individual & Institutional Services, LLC, Kevin worked at RBC Capital Markets, LLC and Cantor Fitzgerald & Co. Kevin is a Series 63, 66, 7, 24 and 3 licensed professional and specializes in financial planning, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CA
01/25/2017 - Present
Tiaa-Cref Individual & Institutional Services, LLC (San Francisco CA)
CA
06/03/2013 - 06/22/2016
RBC CAPITAL MARKETS, LLC (LOS ANGELES CA)
CA
07/21/2008 - 05/16/2013
CANTOR FITZGERALD & CO. (SAN FRANCISCO CA)
CA
02/01/2005 - 02/11/2008
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
NY
05/20/2003 - 01/28/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/27/2001 - 05/01/2003
INSTINET CORPORATION (NEW YORK NY)
BOTH
Issued 01/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2004
Series 3 - National Commodity Futures Examination
BC
Issued 09/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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