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Kevin Patrick Healy

Mizuho Securities USA LLC

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About Kevin Patrick Healy

Kevin Healy is a financial professional with over 20 years of experience in the industry. Currently, Kevin is registered with Mizuho Securities USA LLC. Prior to his current role, Kevin was associated with Stifel, Nicolaus & Company, Incorporated, Sterne, Agee & Leach, Inc., KBC Financial Products USA, Inc., SG Cowen Securities Corporation, Lazard Freres & Co. LLC, and Salomon Smith Barney Inc.. Kevin holds FINRA Series 7 and 63 licenses. Kevin is registered with the Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority (FINRA).

Firm Information

Kevin Healy is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Healy’s Registration & Firm History

NY

06/07/2021 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/05/2015 - 06/07/2021

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

01/20/2009 - 06/05/2015

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

NY

03/24/2003 - 12/19/2008

KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)

NY

10/25/2001 - 03/12/2003

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

07/10/2000 - 10/10/2001

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

03/07/2000 - 04/07/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Patrick Healy.
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