linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kevin Patrick Harris

Craig-Hallum Capital Group LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kevin? Claim Your Profile

About Kevin Patrick Harris

Kevin Harris is a financial professional with over 40 years of experience in the industry. Kevin is currently registered with Craig-Hallum Capital Group LLC and holds the Series 7, 24, 63, 79TO, 99TO and SIE licenses. Kevin has previously been registered with firms such as ThinkEquity Partners, Miller, Johnson & Kuehn, Incorporated, Dougherty Summit Securities LLC and Thomson McKinnon Securities Inc.. Kevin is registered in 16 states including California, Colorado, Connecticut, Illinois, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon and Wyoming.

Firm Information

Kevin Harris is currently registered with Craig-Hallum Capital Group LLC. Craig-Hallum Capital Group LLC is a Limited Liability Company formed in May 2002. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kevin Harris’s Registration & Firm History

MN

08/23/2002 - Present

Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)

CA

05/26/1998 - 05/23/2002

THINKEQUITY PARTNERS (SAN FRANCISCO CA)

MN

12/12/1997 - 04/30/1998

MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)

MN

07/08/1985 - 12/09/1997

DOUGHERTY SUMMIT SECURITIES LLC (MINNEAPOLIS MN)

NA

02/23/1981 - 07/22/1985

THOMSON MCKINNON SECURITIES INC.

Not sure if Kevin Patrick Harris is right for you?

Licenses & Designations

BC

Issued 07/08/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/18/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Kevin Patrick Harris. Review regulatory record here.
Not sure if Kevin Patrick Harris is right for you?