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Kevin Patrick Hard

Mizuho Securities USA LLC

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About Kevin Patrick Hard

Kevin Patrick Hard is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with Mizuho Securities USA LLC. Kevin has previously worked with ITAU BBA USA SECURITIES, INC., CREDIT SUISSE SECURITIES (USA) LLC, ABN AMRO INCORPORATED, ING FINANCIAL MARKETS LLC, and ING BARINGS LLC. Kevin holds a variety of licenses including Series 3, 7, 9, 10, 23, 24, 57TO, 79TO, 99TO, and SIE. Kevin is registered in all 50 states and the District of Columbia.

Firm Information

Kevin Hard is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Hard’s Registration & Firm History

NY

12/05/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

11/24/2009 - 09/08/2021

ITAU BBA USA SECURITIES, INC. (NEW YORK NY)

NY

07/12/2005 - 11/13/2009

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

CT

02/23/2004 - 07/12/2005

ABN AMRO INCORPORATED (STAMFORD CT)

NY

04/30/2001 - 03/02/2004

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NY

02/06/2001 - 04/30/2001

ING BARINGS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/18/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/18/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/28/2011

Series 23 - General Securities Principal Sales Supervisor

BC

Issued 03/29/2024

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/18/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/2009

Series 3 - National Commodity Futures Examination

BC

Issued 02/05/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Patrick Hard.
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