Unclaimed
Kevin Patrick Hard is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with Mizuho Securities USA LLC. Kevin has previously worked with ITAU BBA USA SECURITIES, INC., CREDIT SUISSE SECURITIES (USA) LLC, ABN AMRO INCORPORATED, ING FINANCIAL MARKETS LLC, and ING BARINGS LLC. Kevin holds a variety of licenses including Series 3, 7, 9, 10, 23, 24, 57TO, 79TO, 99TO, and SIE. Kevin is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/05/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/24/2009 - 09/08/2021
ITAU BBA USA SECURITIES, INC. (NEW YORK NY)
NY
07/12/2005 - 11/13/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
02/23/2004 - 07/12/2005
ABN AMRO INCORPORATED (STAMFORD CT)
NY
04/30/2001 - 03/02/2004
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
02/06/2001 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
BC
Issued 02/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/18/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/28/2011
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 03/29/2024
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2009
Series 3 - National Commodity Futures Examination
BC
Issued 02/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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