Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Gavey is a financial advisor with over 10 years of experience in the industry. Kevin currently works with UBS Financial Services Inc. and has been registered with them since 2022. Prior to joining UBS Financial Services Inc., Kevin worked with Barclays Capital Inc. Kevin is registered with the Securities and Exchange Commission (SEC) and has a Series 7, Series 66, and SIE license. Kevin is licensed to provide financial advice in all 50 states. Kevin specializes in providing financial advice to individuals, businesses, and corporations. Kevin also provides financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/29/2024 - Present
UBS Financial Services Inc. (New York NY)
NY
04/01/2014 - 08/08/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
BOTH
Issued 07/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kevin Gavey is the right advisor for you? Invested Better is here to help.
