Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Fanning is a financial advisor with over 40 years of experience in the industry. He currently works with Raymond James Financial Services Advisors, Inc., where he is registered as a Registered Representative. Kevin is a well-respected professional with a strong track record of helping individuals and families reach their financial goals. He holds numerous licenses and registrations, including Series 63, 66, 7, 8, 9, 10 and SIE. Kevin has previously worked with other firms like RBC DAIN RAUSCHER INC., DAIN RAUSCHER INCORPORATED, PRINCIPAL FINANCIAL SECURITIES,INC., DAIN BOSWORTH INCORPORATED, KEMPER SECURITIES GROUP, INC., BLUNT ELLIS & LOEWI INCORPORATED, BEAR, STEARNS & CO. INC., DEAN WITTER REYNOLDS INC., A. G. BECKER INCORPORATED, PAINE, WEBBER, JACKSON & CURTIS INC. and PAINE, WEBBER, JACKSON & CURTIS INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
07/07/2015 - Present
Raymond James Financial Services Advisors, Inc. (SCHAUMBURG IL)
NY
03/02/1998 - 04/12/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
05/01/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
02/26/1993 - 05/16/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
05/06/1992 - 02/23/1993
DAIN BOSWORTH INCORPORATED
MO
09/04/1990 - 05/22/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
08/17/1988 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
01/06/1986 - 08/16/1988
BEAR, STEARNS & CO. INC.
NA
07/26/1982 - 01/10/1986
DEAN WITTER REYNOLDS INC.
NA
04/22/1980 - 07/30/1982
A. G. BECKER INCORPORATED
NA
01/31/1980 - 05/11/1980
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
01/19/1980 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BOTH
Issued 05/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/06/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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