Unclaimed
Kevin Connor is a financial advisor with over 30 years of experience in the industry. Kevin is currently registered with Cambridge Investment Research Advisors, Inc. in Kansas and Texas. Kevin is also a registered investment advisor in Kansas and Texas. Kevin provides a variety of financial services to individuals, businesses, and institutions, including financial planning, portfolio management, and insurance sales. Kevin holds several industry licenses, including Series 6, 7, and 63 and the SIE exam. Kevin has worked with a variety of firms over the years, including The Lincoln National Life Insurance Company, First Data Distributors, Inc., FPS Broker Services, Inc., Nationwide Investment Services Corporation, American Fidelity Securities, Inc., MetLife Securities Inc., UR Financial, Inc., Equico Securities, Inc., The Equitable Life Assurance Society of the United States, and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KS
02/03/2025 - Present
Cambridge Investment Research Advisors, Inc. (Overland Park KS)
IN
10/31/2001 - 04/01/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
ME
01/04/1999 - 09/14/1999
FIRST DATA DISTRIBUTORS, INC. (PORTLAND ME)
PA
05/01/1998 - 12/31/1998
FPS BROKER SERVICES, INC. (KING OF PRUSSIA PA)
OH
06/20/1994 - 04/20/1998
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OK
11/07/1991 - 07/20/1994
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
MA
04/25/1990 - 01/17/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NA
04/09/1990 - 04/25/1990
UR FINANCIAL, INC.
NY
05/06/1988 - 04/05/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/06/1988 - 04/05/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
07/02/1987 - 05/10/1988
FIRST INVESTORS CORPORATION
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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