Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Cleary is a financial professional with over 40 years of experience in the securities industry. Kevin Cleary is currently registered with Oppenheimer & Co. Inc. and is licensed to conduct business in all 50 states and the District of Columbia. Prior to joining Oppenheimer & Co. Inc., Kevin Cleary was employed by several other firms including Stonex Financial Inc., William Blair, HUNT FINANCIAL SECURITIES, SAMUEL A RAMIREZ & CO., INC., LOOP CAPITAL MARKETS LLC, CANACCORD GENUITY INC., R.W.PRESSPRICH & CO., RBC DAIN RAUSCHER INC., LIBERTAS PARTNERS LLC, CRT CAPITAL GROUP LLC, PAINEWEBBER INCORPORATED, BEAR, STEARNS & CO. INC., UBS SECURITIES INC. and E. F. HUTTON & COMPANY INC. Kevin Cleary is also a Series 7, Series 99TO, Series 79TO and Series 63 licensed representative, offering a range of services to individual and institutional clients. Kevin Cleary's areas of specialization include financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
01/24/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/05/2019 - 01/19/2024
STONEX FINANCIAL INC. (NEW YORK NY)
NY
01/07/2019 - 05/08/2019
WILLIAM BLAIR (NEW YORK NY)
NY
09/21/2018 - 11/30/2018
HUNT FINANCIAL SECURITIES (Rye Brook NY)
NY
10/03/2017 - 09/17/2018
SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)
NY
06/23/2016 - 09/25/2017
LOOP CAPITAL MARKETS LLC (NEW YORK NY)
NY
03/09/2015 - 11/30/2015
CANACCORD GENUITY INC. (NEW YORK NY)
NY
10/10/2007 - 03/10/2015
R.W.PRESSPRICH & CO. (NEW YORK NY)
NY
03/29/2006 - 10/09/2007
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CT
01/10/2005 - 03/31/2006
LIBERTAS PARTNERS LLC (GREENWICH CT)
CT
11/21/2000 - 01/05/2005
CRT CAPITAL GROUP LLC (STAMFORD CT)
NJ
07/24/1998 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/23/1995 - 05/18/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/04/1987 - 01/23/1995
UBS SECURITIES INC. (NEW YORK NY)
NA
05/01/1979 - 12/24/1986
E. F. HUTTON & COMPANY INC
BC
Issued 11/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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