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Kevin Patrick Berry

Finalis Securities LLC

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About Kevin Patrick Berry

Kevin Patrick Berry is a financial professional with over 25 years of experience in the industry. Kevin currently holds a Series 7, 63, 79, and SIE license. Kevin is currently registered with Finalis Securities LLC in New York. Kevin has also worked at D.A. Davidson & Co., Drake Star Securities LLC, Houlihan Lokey Capital, Inc., UBS Financial Services Inc., Robertson Stephens, Inc., BancAmerica Robertson Stephens, Hambrecht & Quist LLC, and Bear, Stearns & Co. Inc.

Firm Information

Kevin Berry is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Berry’s Registration & Firm History

NY

07/26/2022 - Present

Finalis Securities LLC (New York NY)

CA

01/06/2020 - 06/06/2022

D.A. DAVIDSON & CO. (IRVINE CA)

NY

12/04/2018 - 10/03/2019

DRAKE STAR SECURITIES LLC (NEW YORK NY)

CA

07/07/2014 - 07/24/2018

HOULIHAN LOKEY CAPITAL, INC. (SAN FRANCISCO CA)

NJ

05/04/2001 - 03/17/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

CA

09/01/1998 - 05/25/2001

ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)

CA

07/29/1998 - 09/01/1998

BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)

CA

05/03/1996 - 07/30/1998

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

NY

04/14/1994 - 05/16/1995

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

10/20/1987 - 03/02/1994

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/04/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/26/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/24/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Patrick Berry.
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