Unclaimed
Kevin Wise has been in the financial services industry since November 21, 2004. Kevin is a registered representative of BGC Financial, LP. Kevin holds the Series 7, Series 63, and Series 30 licenses. Kevin is licensed in New York. Kevin's previous experience includes time at Tullett Prebon Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/16/2018 - Present
BGC Financial, LP (NEW YORK NY)
NY
05/25/2004 - 01/16/2018
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
BC
Issued 08/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2014
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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