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Kevin P Wise

BGC Financial, LP

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About Kevin P Wise

Kevin Wise has been in the financial services industry since November 21, 2004. Kevin is a registered representative of BGC Financial, LP. Kevin holds the Series 7, Series 63, and Series 30 licenses. Kevin is licensed in New York. Kevin's previous experience includes time at Tullett Prebon Financial Services LLC.

Firm Information

Kevin Wise is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Wise’s Registration & Firm History

NY

07/16/2018 - Present

BGC Financial, LP (NEW YORK NY)

NY

05/25/2004 - 01/16/2018

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/2014

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin P Wise.
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