Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin McCulloch is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Greenwich, CT. Kevin has been in the industry since 1995. Kevin specializes in investment advisory services including portfolio management for individuals and businesses, and pension consulting. Kevin has a strong track record of success in the financial services industry and is committed to providing clients with personalized advice and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/18/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
CT
01/12/2007 - 04/20/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWICH CT)
CT
09/24/2001 - 01/23/2007
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
04/12/1999 - 09/10/2001
AM CAPITAL LLC (NEW YORK NY)
NY
06/29/1998 - 03/30/1999
WARBURG DILLON READ LLC (NEW YORK NY)
CT
06/01/1998 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NJ
09/28/1995 - 06/10/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/24/1995 - 08/21/1995
PRIME CHARTER LTD. (NEW YORK NY)
BOTH
Issued 10/28/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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