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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Hicks is a financial advisor at Morgan Stanley. Kevin has been in the financial services industry since April 2007. Kevin has a broad range of experience serving a variety of clients including individuals, high-net-worth individuals, corporations, and institutional clients. Kevin holds Series 7, 9, 10, 31, and 66 securities licenses. Kevin's past employment includes UBS Financial Services Inc. and MTL Equity Products, Inc. Kevin is registered with the following states: Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Maine, Massachusetts, Michigan, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/10/2024 - Present
Morgan Stanley (Menlo Park CA)
CA
03/19/2009 - 03/23/2021
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
04/21/2008 - 03/10/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
03/05/2007 - 04/04/2008
MTL EQUITY PRODUCTS, INC. (CORTE MADERA CA)
BOTH
Issued 09/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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