Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Chase is a registered investment advisor representative with Sanctuary Advisors, LLC. Kevin has been in the industry since March 28, 1990 and holds a variety of licenses and registrations, including Series 7, 9, 10, 15, 24, 63, and 65. Kevin is also registered to provide investment advice in all 50 states and the District of Columbia. Previously, Kevin was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated and Sanctuary Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/20/2023 - Present
Sanctuary Advisors, LLC (WAXHAW NC)
IN
11/06/2018 - 06/29/2021
SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)
IN
08/20/1987 - 08/15/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
IA
Issued 04/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/12/2019
Series 24 - General Securities Principal Examination
BC
Issued 09/17/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1993
Series 5 - Interest Rate Options Examination
BC
Issued 02/03/1993
Series 15 - Foreign Currency Options Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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