Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin O'Connor is a registered representative with Samuel A. Ramirez & Company, Inc. Kevin has been in the securities industry since May 31, 2015. Kevin holds the Series 7, Series 52, Series 63 and SIE licenses. Kevin is registered in Florida and New York. Kevin was previously employed by TMC BONDS L.L.C..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/17/2017 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
06/01/2015 - 03/17/2017
TMC BONDS L.L.C. (NEW YORK NY)
BC
Issued 12/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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