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Kevin O'Connor

State Street Global Markets, LLC

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About Kevin O'Connor

Kevin O'Connor is a financial professional with over 15 years of experience in the industry. Kevin has held positions with firms such as Barclays Capital Inc., Credit Suisse Securities (USA) LLC, and Knight Equity Markets, L.P. Kevin holds several securities licenses and certifications, including the Series 7, Series 24, Series 3, Series 55, and Series 57TO exams. Kevin is currently registered with State Street Global Markets, LLC.

Firm Information

Kevin O'Connor is currently registered with State Street Global Markets, LLC. State Street Global Markets, LLC is a Limited Liability Company formed in 2016 and approved in 53 states and the District of Columbia, including SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin O'Connor’s Registration & Firm History

MA

06/21/2024 - Present

State Street Global Markets, LLC (BOSTON MA)

NY

09/28/2018 - 05/19/2022

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

02/20/2007 - 10/16/2018

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

08/03/2006 - 02/12/2007

KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)

NY

03/09/2006 - 02/12/2007

DIRECTEDGE ECN (NEW YORK NY)

NY

12/01/2003 - 07/28/2004

E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)

NY

10/13/2003 - 12/03/2003

SCHONFELD SECURITIES, LLC (JERICHO NY)

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Licenses & Designations

BC

Issued 10/20/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/16/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2007

Series 3 - National Commodity Futures Examination

BC

Issued 01/19/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin O'Connor.
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