Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin O'Connor is a financial advisor with over 20 years of experience in the industry. Kevin is currently registered with J.p. Morgan Securities LLC and is licensed to provide investment advice in Arizona and New York. Prior to joining J.p. Morgan Securities LLC, Kevin worked at SCOTTRADE, INC., FIFTH THIRD SECURITIES, INC., and FIDELITY BROKERAGE SERVICES LLC. Kevin holds several industry credentials, including the Series 7, 24, 63, 66, and SIE exams. Kevin specializes in providing financial planning, portfolio management, and pension consulting services to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
03/03/2022 - Present
J.p. Morgan Securities LLC (Tempe AZ)
OH
12/01/2003 - 03/09/2018
SCOTTRADE, INC. (CINCINNATI OH)
OH
09/24/2002 - 11/26/2003
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
RI
06/18/1997 - 04/03/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 03/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/06/2000
Series 4 - Registered Options Principal Examination
BC
Issued 03/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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