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Kevin Nmn Dearman

Tradition Securities AND Derivatives LLC

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About Kevin Nmn Dearman

Kevin Dearman is a financial professional who is registered with Tradition Securities And Derivatives LLC in New York. Kevin has been in the financial industry since December 11, 2020, and has a Series 63, Series 7TO, and SIE license. Kevin is licensed in District of Columbia and New York.

Firm Information

Kevin Dearman is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Dearman’s Registration & Firm History

NY

12/11/2020 - Present

Tradition Securities AND Derivatives LLC (New York NY)

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Licenses & Designations

BC

Issued 01/25/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/21/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Nmn Dearman.
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