Unclaimed
Kevin Nathanael Miller is a registered representative with Vanguard Marketing Corp. in Charlotte, North Carolina. Kevin has been in the financial services industry since June 2011. He holds Series 7, Series 24, Series 63, and SIE licenses. Kevin is also registered with the state of North Carolina. Kevin was previously employed at T. Rowe Price Investment Services, Inc. in Owings Mills, Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/15/2013 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
MD
06/14/2011 - 11/12/2013
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BC
Issued 09/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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