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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Gotto is a financial advisor with Cetera Investment Advisers LLC. Kevin has been in the financial services industry since 1997. He is a registered representative with FINRA and a registered investment advisor with the state of Iowa. Kevin has a Series 6, 7, 24, 63, and 66 license. He specializes in financial planning, investment management, and retirement planning. Kevin also holds fixed insurance licenses and has experience in running his own financial services business. Kevin Gotto works out of Cetera Investment Advisers LLC's Sioux City, IA office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
06/29/2023 - Present
Cetera Investment Advisers LLC (SIOUX CITY IA)
IA
01/01/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (SIOUX CITY IA)
IA
08/10/2001 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MO
11/24/1997 - 08/07/2001
WORLD SECURITIES, INC. (JOPLIN MO)
BOTH
Issued 9/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/6/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/26/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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