Unclaimed
Kevin McNulty is a financial professional with over 20 years of experience in the securities industry. Kevin is currently registered with TP Icap Global Markets Americas LLC and holds Series 7 and Series 63 licenses. Prior to joining TP Icap Global Markets Americas LLC, Kevin worked at Tullett Prebon Financial Services LLC, BGC FINANCIAL, L.P., BGC SECURITIES, CASTLEOAK SECURITIES, LP, VAN DER MOOLEN SPECIALISTS USA, LLC, ING FINANCIAL MARKETS LLC and SPEAR, LEEDS & KELLOGG.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NC
09/02/2014 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (DURHAM NC)
NY
06/20/2006 - 09/02/2014
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
04/28/2005 - 11/26/2008
BGC SECURITIES (NEW YORK NY)
NY
10/15/2004 - 05/03/2006
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
10/30/2003 - 01/22/2004
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
07/15/2002 - 10/29/2003
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
11/16/1995 - 02/28/1997
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
BC
Issued 07/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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