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Kevin Murphy

Tickrs Clearing

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About Kevin Murphy

Kevin Murphy is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with Tickrs Clearing and has previously held roles at Velox Securities, Inc., Electronic Transaction Clearing, Inc., Linsco/Private Ledger Corp., Mark Stewart Securities, Inc., Assent LLC, Computer Clearing Services Inc, Precision Securities, LLC, National Clearing Corp., Charles Schwab & Co., Inc., Del Mar Securities, Inc., and Dean Witter Reynolds Inc. Kevin holds the Series 7, Series 63, Series 24, Series 55, Series 65, and SIE licenses.

Firm Information

Kevin Murphy is currently registered with Tickrs Clearing. Tickrs Clearing is a Limited Liability Company formed on December 22, 2020. It is registered in 15 states, including California, Colorado, Connecticut, Delaware, Georgia, Hawaii, Illinois, Michigan, Montana, Nevada, New York, Oregon, Pennsylvania, South Carolina, and Texas. The firm also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Murphy’s Registration & Firm History

CA

12/22/2021 - Present

Tickrs Clearing (IRVINE CA)

CA

01/07/2017 - 07/31/2017

VELOX SECURITIES, INC. (ANAHEIM CA)

CA

07/14/2008 - 01/04/2017

ELECTRONIC TRANSACTION CLEARING, INC. (LOS ANGELES CA)

CA

07/18/2005 - 10/12/2007

LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)

CA

04/13/2005 - 06/28/2005

MARK STEWART SECURITIES, INC. (COSTA MESA CA)

IL

06/29/2004 - 08/23/2004

ASSENT LLC (BOLINGBROOK IL)

CA

03/11/2004 - 06/28/2004

COMPUTER CLEARING SERVICES INC (GLENDALE CA)

CA

02/25/2004 - 03/11/2004

PRECISION SECURITIES, LLC (DEL MAR CA)

CA

05/09/1997 - 02/23/2004

NATIONAL CLEARING CORP. (SHERMAN OAKS CA)

TX

01/20/1997 - 03/03/1997

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NA

05/21/1991 - 06/03/1991

DEL MAR SECURITIES, INC.

NA

09/20/1988 - 05/17/1991

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

IA

Issued 10/13/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/06/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/19/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/18/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/23/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Kevin Murphy. Review regulatory record here.
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