Unclaimed
Kevin Hon is an Investment Advisor Representative with Northwestern Mutual Investment Services, LLC. Kevin is registered in 34 states and the District of Columbia. Kevin is active in both Broker-Dealer and Investment Advisor scopes. Kevin holds a Series 6, Series 63 and Series 65 license. Kevin has been in the securities industry since April 2013. Kevin is also registered with FINRA and is a member of the National Association of Insurance and Financial Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
09/09/2015 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
IA
Issued 09/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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