Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Moultrie is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with Fidelity Brokerage Services LLC. Prior to this role, Kevin was registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and TEACHERS PERSONAL INVESTORS SERVICES, INC.. Kevin has a strong background in the securities industry and has held various roles, including Series 6, Series 7, and Series 24 licenses. Kevin is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
10/12/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
DC
03/09/2001 - 08/07/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (WASHINGTON DC)
NY
09/28/1999 - 03/01/2001
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NY
12/12/1996 - 12/04/1998
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
BC
Issued 10/28/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/05/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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