Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Monaco is a financial advisor with Oppenheimer & Co. Inc. Kevin has been in the industry since 1993 and has experience working with a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. Kevin is registered with the state of California and Massachusetts as a broker-dealer and investment advisor. Kevin holds a Series 7, 9, 10, 31, 63, and 65 license. Kevin's previous employers include D.A. Davidson & Co., Wells Fargo Clearing Services, LLC, Raymond James & Associates, Inc., Morgan Stanley, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
12/02/2022 - Present
Oppenheimer & Co. Inc. (LOS ANGELES CA)
CA
09/11/2018 - 10/18/2022
D.A. DAVIDSON & CO. (LOS ANGELES CA)
CA
03/23/2016 - 09/12/2018
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
09/20/2013 - 02/29/2016
RAYMOND JAMES & ASSOCIATES, INC. (SAN DIEGO CA)
CA
06/01/2009 - 08/29/2013
MORGAN STANLEY (BEVERLY HILLS CA)
CA
08/06/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GLENDALE CA)
NY
06/17/1997 - 08/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/25/1993 - 06/17/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
OH
04/30/1993 - 07/02/1993
AMERICAN HERITAGE SECURITIES, INC. (AKRON OH)
IA
Issued 03/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/04/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 04/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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