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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Winters is a Certified Financial Planner with over 20 years of experience in the financial services industry. Kevin is currently affiliated with Flatrock Wealth Partners LLC and is registered as an Investment Advisor Representative (IAR) in California. Kevin holds several industry licenses and designations, including Series 3, 7, 24, 31, and 65. Kevin has previously been employed by PIMCO Investments LLC, Allianz Global Investors Distributors LLC, AllianceBernstein Investments, Inc., TCW Brokerage Services, and Dean Witter Reynolds Inc. Kevin specializes in providing financial planning and investment management services to high-net-worth individuals. Kevin also has experience with selection of other advisors and portfolio management for individuals. Kevin is a co-general partner in Acqua Fria LLC, a private real estate LLC, and also serves as a consultant for Pacific Investment Management Company LLC and PIMCO Investments LLC. Kevin has a strong commitment to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
08/26/2022 - Present
Flatrock Wealth Partners LLC (NEWPORT BEACH CA)
CA
02/14/2011 - 09/12/2022
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
09/05/2006 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
TN
12/15/2004 - 08/28/2006
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
CA
04/04/2001 - 12/03/2004
TCW BROKERAGE SERVICES (LOS ANGELES CA)
NY
10/06/1999 - 02/02/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/16/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/24/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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